-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IDoBdg0YFxMXDR3k+l17bqbgkV9nM3jadV9IaETCwNX0AwmWCHNitEJr/PeOO7Mc WJvF6dPCQVaJr8JwDGDR8g== 0000807249-06-000055.txt : 20060214 0000807249-06-000055.hdr.sgml : 20060214 20060214155724 ACCESSION NUMBER: 0000807249-06-000055 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEQUA CORP /DE/ CENTRAL INDEX KEY: 0000095301 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 131885030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-09976 FILM NUMBER: 06614783 BUSINESS ADDRESS: STREET 1: 200 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129865500 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: SUN CHEMICAL CORP DATE OF NAME CHANGE: 19870521 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL PRINTING INK CORP DATE OF NAME CHANGE: 19710510 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL CENTRAL INDEX KEY: 0000807249 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133056041 STATE OF INCORPORATION: NY FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580-1434 BUSINESS PHONE: 9149215128 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC ET AL DATE OF NAME CHANGE: 20020828 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI FUNDS INC ET AL DATE OF NAME CHANGE: 19940714 SC 13G/A 1 sqapr13g06.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Sequa Corporation (Name of Issuer) Cumulative Convertible Preferred Stock, Par Value $1.00 Per Share (Title of Class of Securities) 817320302 (CUSIP Number) December 31, 2005 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ X ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for the reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). _________________________________________________________________ CUSIP No. 817320302 _________________________________________________________________ (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. 13-3523423 _________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: ____ (a) /___/ ____ (b) /_X_/ _________________________________________________________________ (3) SEC USE ONLY _________________________________________________________________ (4) CITIZENSHIP OR PLACE OF ORGANIZATION MARYLAND _________________________________________________________________ : (5) SOLE VOTING POWER : 35,300 :________________________ : (6) SHARED VOTING POWER NUMBER OF SHARES BENEFICIALLY : None OWNED BY EACH REPORTING :________________________ PERSON WITH : (7) SOLE DISPOSITIVE : POWER : None :________________________ :(8) SHARED DISPOSITIVE : POWER : None _________________________________________________________________ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 35,300 _________________________________________________________________ (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* N/A _________________________________________________________________ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.55% _________________________________________________________________ (12) TYPE OF REPORTING PERSON* IV _________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! _________________________________________________________________ _________________________________________________________________ CUSIP No. 817320302 _________________________________________________________________ (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS THE GABELLI DIVIDEND AND INCOME TRUST 80-0080998 _________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: ____ (a) /___/ ____ (b) /_X_/ _________________________________________________________________ (3) SEC USE ONLY _________________________________________________________________ (4) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE _________________________________________________________________ : (5) SOLE VOTING POWER : 34,200 :________________________ : (6) SHARED VOTING POWER NUMBER OF SHARES BENEFICIALLY : None OWNED BY EACH REPORTING :________________________ PERSON WITH : (7) SOLE DISPOSITIVE : POWER : None :________________________ :(8) SHARED DISPOSITIVE : POWER : None _________________________________________________________________ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 34,200 _________________________________________________________________ (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* N/A _________________________________________________________________ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.28% _________________________________________________________________ (12) TYPE OF REPORTING PERSON* IV _________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! _________________________________________________________________ CUSIP No. 817320302 _________________________________________________________________ (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS THE GABELLI EQUITY INCOME FUND 13-3626994 _________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: ____ (a) /___/ ____ (b) /_X_/ _________________________________________________________________ (3) SEC USE ONLY _________________________________________________________________ (4) CITIZENSHIP OR PLACE OF ORGANIZATION MARYLAND _________________________________________________________________ : (5) SOLE VOTING POWER : 25,200 :________________________ : (6) SHARED VOTING POWER NUMBER OF SHARES BENEFICIALLY : None OWNED BY EACH REPORTING :________________________ PERSON WITH : (7) SOLE DISPOSITIVE : POWER : None :________________________ :(8) SHARED DISPOSITIVE : POWER : None _________________________________________________________________ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 25,200 _________________________________________________________________ (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* N/A _________________________________________________________________ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.10% _________________________________________________________________ (12) TYPE OF REPORTING PERSON* IV _________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! ITEM 1. (a) Sequa Corporation (b) 200 Park Avenue, New York, New York, 10166 ITEM 2. (a) This Schedule 13G is being filed jointly by The Gabelli Convertible and Income Securities Fund Inc., The Gabelli Dividend and Income Trust, and The Gabelli Equity Income Fund (each a "Reporting Person" and collectively the "Reporting Persons"). (b) The address for each of the Reporting Persons is: One Corporate Center, Rye, N.Y. 10580 (c) The Gabelli Convertible and Income Securities Fund is organized in the state of Maryland. The Gabelli Dividend and Income Trust is organized in the state of Delaware. The Gabelli Equity Income Fund is organized in the state of Maryland. (d) Cumulative Convertible Preferred Stock, Par Value $1.00 per share (e) Cusip # 817320302 ITEM 3. This statement is being filed pursuant to Rule 13d-1(b) by investment companies registered under Section 8 of the Investment Company Act. ITEM 4. (a) Amount beneficially owned: The Gabelli Convertible and Income Securities Fund Inc. beneficially owned 35,300 shares. The Gabelli Dividend and Income Trust beneficially owned 34,200 shares. The Gabelli Equity Income Fund beneficially owned 25,200 shares. (b) Percent of Class: The Gabelli Convertible and Income Securities Fund Inc. owned 8.55%, The Gabelli Dividend and Income Trust owned 8.28%, and The Gabelli Equity Income Fund owned 6.10% of the class of the Issuer's shares. (c) (i) 35,300 shares owned by The Gabelli Convertible and Income Securities Fund Inc., 34,200 shares owned by The Gabelli Dividend and Income Trust, and 25,200 shares owned by The Gabelli Equity Income Fund. In accordance with the policies and procedures of the Reporting Persons, the proxy voting committee of each Reporting Person exercises in its sole discretion the entire voting power with respect to all shares of the Issuer held and to be held by the Reporting Person until such committee otherwise determines. Accordingly, the investment adviser to the Reporting Persons has no voting authority with respect to any shares held by the Reporting Person but continues to have sole dispositive power over such shares. (ii) None. (iii) None. (iv) None. ITEM 5. Ownership of Five Percent or Less of a Class. Not applicable. ITEM 6. Ownership of More then Five Percent on Behalf of Another Person. As indicated in the response to Item 4 (c) (i), the investment adviser has sole dispositive power over all shares of the Issuer held by the Reporting Persons. ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. ITEM 8. Identification and Classification of Members of the Group. Not applicable. ITEM 9. Notice of Dissolution of Group. Not applicable. ITEM 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2006 THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. THE GABELLI DIVIDEND AND INCOME TRUST THE GABELLI EQUITY INCOME FUND By:/s/ Bruce N. Alpert Bruce N. Alpert President -----END PRIVACY-ENHANCED MESSAGE-----